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Ross Phillip Roggensack

Investment Adviser Representative at OAK CITY INVESTMENT CONSULTING

Wake Forest, NCCRD #2088668Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/14/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 9/11/1990
Series 31
Futures Managed Funds Examination
Passed 10/24/2003
Series 7
General Securities Representative Examination
Passed 12/18/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

OAK CITY Investment Consulting Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OAK CITY INVESTMENT CONSULTINGCurrent
4/11/2012Wake Forest, NC
MORGAN KEEGAN & COMPANY, INC.
1/12/20093/29/2012Raleigh, NC
CITIGROUP GLOBAL MARKETS INC.
12/31/20012/2/2009Raleigh, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OAK CITY INVESTMENT CONSULTING

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View OAK CITY INVESTMENT CONSULTING firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ross Phillip Roggensack has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Ross Phillip Roggensack - Financial Advisor in Wake Forest, NC | AdvisorFinder