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Royce Bentley Farnam III

Investment Adviser Representative at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Tulsa, OKCRD #4824008Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
7 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaArkansasColoradoKansasMissouriNew MexicoOklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/25/2012
Series 66
Uniform Combined State Law Examination
Passed 11/1/2004
Series 7
General Securities Representative Examination
Passed 9/1/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Cavanal HILL Investment Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAVANAL HILL INVESTMENT MANAGEMENT, INC.Current
11/8/2023Tulsa, OK
BOK FINANCIAL ADVISORS
7/10/20129/10/2021Tulsa, OK
CHASE INVESTMENT SERVICES CORP.
12/1/20052/15/2007Broken Arrow, OK
MERRILL LYNCH PIERCE FENNER & SMITH INC.
11/2/200411/28/2005Tulsa, OK

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Royce Bentley Farnam III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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