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Rudy Merl Thomas

Investment Adviser Representative at FAIRWAY ASSET MANAGEMENT, LLC

Omaha, NECRD #2216857Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
11 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rudy Merl Thomas has worked in the securities industry since 2002. They have passed the Series 65, 63, 7, and 2 examinations. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
CaliforniaFloridaGeorgiaIowaMississippiMissouriNebraskaNorth DakotaOhioOklahomaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 2/14/1992
Series 7
General Securities Representative Examination
Passed 4/14/1993
Series 2
Non-Member General Securities Examination
Passed 2/28/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Balanced/Equity - Up to $1,000,0001.25%
Balanced/Equity - Next $2,000,0001.00%
Balanced/Equity - Next $2,000,0000.75%
Balanced/Equity - In excess of $5,000,0000.50%
Fixed Income - Up to $1,000,0000.60%
Fixed Income - Next $4,000,0000.50%
Fixed Income - In excess of $5,000,0000.40%
Source

Fairway Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FAIRWAY ASSET MANAGEMENT, LLCCurrent
2/6/2009Omaha, NE
AMERICA FIRST INVESTMENT ADVISORS LLC
9/23/199611/19/2002Omaha, NE

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FAIRWAY ASSET MANAGEMENT, LLC

1 other advisor in the directory

View FAIRWAY ASSET MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rudy Merl Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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