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Ryan Patrick Wells

Investment Adviser Representative at PATHWISE

Carlsbad, CACRD #4568402Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Patrick Wells has worked in the securities industry since 2004. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/20/2004
Series 66
Uniform Combined State Law Examination
Passed 1/31/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 9/23/2002
Series 7
General Securities Representative Examination
Passed 5/12/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/16/2002
Series 24
General Securities Principal Examination
Passed 12/13/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Pathwise Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PATHWISECurrent
2/19/2015 – Carlsbad, CA
ACCLARO WEALTH MANAGEMENT
4/24/2012 – 4/9/2015Walnut Creek, CA
LPL FINANCIAL LLC
6/15/2007 – 8/28/2013Walnut Creek, CA
MML INVESTORS SERVICES, INC.
9/29/2004 – 6/18/2007Walnut Creek, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PATHWISE

1 other advisor in the directory

Arek D Puzia
Investment Adviser Representative
Investment Adviser Rep
View PATHWISE firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Patrick Wells has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ryan Patrick Wells - Financial Advisor in Carlsbad, CA | AdvisorFinder