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Salvador Diaz III

Investment Adviser Representative at WELLTH ADVISORY SERVICES, LLC

Las Vegas, NVCRD #5198193Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
8 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ArizonaCaliforniaColoradoHawaiiMassachusettsNevadaNorth CarolinaOregon
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/8/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 10/2/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/14/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/25/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1,000,000 or Under2.00%
$1,000,001 to $2,000,0001.50%
Over $2,000,0011.00%
Source

Wellth Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WELLTH ADVISORY SERVICES, LLCCurrent
6/28/2024Las Vegas, NV
GLOBAL RETIREMENT PARTNERS LLC
4/4/20227/10/2024Las Vegas, NV
LPL FINANCIAL LLC
2/14/201812/31/2023Las Vegas, NV
INVEST FINANCIAL CORPORATION
8/27/20132/14/2018Las Vegas, NV
LPL FINANCIAL LLC
6/14/20118/27/2013Las Vegas, NV

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Salvador Diaz III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Salvador Diaz III - Financial Advisor in Las Vegas, NV | AdvisorFinder