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Samuel Eugene Badgley

Investment Adviser Representative at ASSETMARK, INC.

Raleigh, NCCRD #2945411Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
North CarolinaOhioWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/22/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 11/24/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/1/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Assetmark, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSETMARK, INC.Current
7/15/2026Raleigh, NC
SAM BADGLEY INC.Current
1/13/2015Raleigh, NC
EFFICIENT ADVISORS
1/21/20256/1/2026Raleigh, NC
SAM BADGLEY INC.
1/27/201012/31/2014Raleigh, NC
TRIAD ADVISORS, INC.
8/26/200812/31/2009Williamstown, WV

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Eugene Badgley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.