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Scott Donald Gingras

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Nashua, NHCRD #2909749Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
34 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 34 states
AlaskaArizonaArkansasCaliforniaConnecticutDelawareFloridaGeorgiaHawaiiIllinoisIndianaMaineMarylandMassachusettsMichiganMinnesotaMississippiNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaRhode IslandTexasVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/14/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/15/1997
Series 24
General Securities Principal Examination
Passed 5/12/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
8/14/2018 – Nashua, NH
INDEPENDENT FINANCIAL PARTNERS
1/3/2012 – 8/13/2018Nashua, NH
LPL FINANCIAL LLC
11/30/2010 – 12/22/2011Fort Mill, SC
NRP ADVISORS, INC.
8/6/2008 – 11/30/2010Nashua, NH
WACHOVIA SECURITIES, LLC
1/1/2008 – 8/6/2008Nashua, NH
A. G. EDWARDS & SONS, INC.
5/17/2004 – 1/1/2008Nashua, NH

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View INDEPENDENT ADVISOR ALLIANCE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Donald Gingras has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott Donald Gingras - Financial Advisor in Nashua, NH | AdvisorFinder