AdFi
SM

Scott Matthew Friel

Investment Adviser Representative at ASSETMARK, INC.

Omaha, NECRD #2205230Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Nebraska
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/15/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 1/7/1992
Series 7
General Securities Representative Examination
Passed 2/1/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/7/1992
Series 24
General Securities Principal Examination
Passed 12/18/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Assetmark, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSETMARK, INC.Current
11/1/2024Omaha, NE
OSAIC WEALTH, INC.
6/14/202410/7/2024Scottsdale, AZ
SECURITIES AMERICA ADVISORS, INC.
5/26/20216/14/2024La Vista, NE
POTOMAC FUND MANAGEMENT
12/3/20201/15/2021Omaha, NE
ABSOLUTE CAPITAL MANAGEMENT, LLC
11/26/201911/2/2020Omaha, NE
THE PACIFIC FINANCIAL GROUP, INC.
2/8/200711/18/2019Nashville, TN
QA3 FINANCIAL LLC
7/2/200412/31/2005Omaha, NE
SUNSET FINANCIAL SERVICES, INC.
9/6/200111/18/2002Omaha, NE

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ASSETMARK, INC.

Showing 12 of 223 in the directory

View ASSETMARK, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Matthew Friel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.