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Shannon Jon Pike

Investment Adviser Representative at KASSOUF WEALTH ADVISORS, LLC

Birmingham, ALCRD #3183278Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
2 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Shannon Jon Pike has worked in the securities industry since 2005. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in Alabama and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
AlabamaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/5/1999
Series 7
General Securities Representative Examination
Passed 2/24/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Wealth Management: $0-$2M1.00%
Wealth Management: $2M-$5M0.80%
Wealth Management: $5M-$10M0.60%
Wealth Management: Above $10M0.40%
Account minimum: $150,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kassouf Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KASSOUF WEALTH ADVISORS, LLCCurrent
11/28/2022Birmingham, AL
TANGLEWOOD LEGACY ADVISORS, LLC
5/13/201611/3/2022Houston, TX
ASSET MANAGEMENT ADVISORS INC
2/27/20141/8/2016Houston, TX
INTEGRA WEALTH ADVISORS, LLC
11/17/20111/24/2014Houston, TX
LINSCOMB & WILLIAMS
12/18/200611/17/2011Houston, TX
BANC ONE SECURITIES CORPORATION
8/27/20032/2/2006Houston, TX
FSC SECURITIES CORPORATION
8/6/20048/11/2004Houston, TX

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View KASSOUF WEALTH ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shannon Jon Pike has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Shannon Jon Pike - Financial Advisor in Birmingham, AL | AdvisorFinder