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Shannon Leigh Coady-Rogers

Investment Adviser Representative at INVESCO ADVISERS, INC.

Downers Grove, ILCRD #2913176Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Shannon Leigh Coady-rogers has worked in the securities industry since 2002.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/13/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/9/1999
Series 7
General Securities Representative Examination
Passed 10/25/2021
SIE
Securities Industry Essentials Examination
Passed 9/20/2021
Series 7
General Securities Representative Examination
Passed 6/14/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/4/1999
Series 24
General Securities Principal Examination
Passed 12/20/2021
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/25/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/22/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Invesco Advisers, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INVESCO ADVISERS, INC.Current
2/23/2024Downers Grove, IL
CALAMOS ADVISORS LLC
11/14/20192/16/2024Naperville, IL
CALAMOS WEALTH MANAGEMENT LLC
5/14/201311/14/2019Naperville, IL
INTERACTIVE FINANCIAL ADVISORS
3/28/20085/3/2013Oak Brook, IL
MORGAN STANLEY & CO., INCORPORATED
3/8/200510/10/2005Chicago, IL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shannon Leigh Coady-Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Shannon Leigh Coady-Rogers - Financial Advisor in Downers Grove, IL | AdvisorFinder