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Stephanie Anne Roche

Investment Adviser Representative at HENNION & WALSH ASSET MANAGEMENT, INC.

Parsippany, NJCRD #5680360Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
25 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephanie Anne Roche has worked in the securities industry since 2009. They are registered to provide investment advisory services in 25 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
AlabamaCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisIndianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriNevadaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/20/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/20/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Hennion & Walsh Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HENNION & WALSH ASSET MANAGEMENT, INC.Current
12/21/2010Parsippany, NJ
HENNION & WALSH, INC.Current
8/21/2009Morristown, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephanie Anne Roche has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephanie Anne Roche - Financial Advisor in Parsippany, NJ | AdvisorFinder