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Stephen Nicholas Priddy

Investment Adviser Representative at KINGSVIEW WEALTH MANAGEMENT, LLC

Huntingdon, TNCRD #4853781Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
TennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/30/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 11/11/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/8/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Wealth Management - First $250,0001.50%
Wealth Management - Next $750,0001.00%
Wealth Management - Over $1,000,0000.75%
KIM CORE and Small Account - First $250,0000.25%
KIM CORE and Small Account - Next $750,0000.20%
KIM CORE and Small Account - Over $1,000,0000.15%
KIM Select/Volume Factor/Tactical Core/Ambassador/Blue Chips/ProCap/Sector Alpha/Opportunity Income/Dividend Plus - First $250,0000.60%
KIM Select/Volume Factor/Tactical Core/Ambassador/Blue Chips/ProCap/Sector Alpha/Opportunity Income/Dividend Plus - Next $750,0000.50%
KIM Select/Volume Factor/Tactical Core/Ambassador/Blue Chips/ProCap/Sector Alpha/Opportunity Income/Dividend Plus - Over $1,000,0000.40%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kingsview Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KINGSVIEW WEALTH MANAGEMENT, LLCCurrent
10/12/2021Huntingdon, TN
EDWARD JONES
2/9/200710/8/2021Huntingdon, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Nicholas Priddy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Nicholas Priddy - Financial Advisor in Huntingdon, TN | AdvisorFinder