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Steven Eugene King

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Scottsdale, AZCRD #2665290Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
12 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaFloridaIllinoisIndianaMissouriNevadaNew JerseyOhioTennesseeWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/12/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/29/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/21/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
2/7/2000Scottsdale, AZ
EQUITABLE ADVISORS, LLCCurrent
9/26/1996Scottsdale, AZ
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
9/26/19961/5/2000New York, NY
MIMLIC SALES CORPORATION
2/26/19968/16/1996St. Paul, MN
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
11/22/199512/1/1995Minneapolis, MN
IDS LIFE INSURANCE COMPANY
11/22/199512/1/1995Minneapolis, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Eugene King has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Eugene King - Financial Advisor in Scottsdale, AZ | AdvisorFinder