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Suzanne Winona Berringer

Investment Adviser Representative at HIGHTOWER ADVISORS, LLC

Mclean, VACRD #2565562Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaConnecticutDistrict of ColumbiaFloridaMarylandNew YorkVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 10/31/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/28/2003
Series 7
General Securities Representative Examination
Passed 5/31/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hightower Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HIGHTOWER ADVISORS, LLCCurrent
7/8/2011Mclean, VA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20097/25/2011Vienna, VA
MORGAN STANLEY & CO. INCORPORATED
4/2/20076/1/2009Vienna, VA
MORGAN STANLEY
8/23/20064/2/2007Vienna, VA
CITIGROUP GLOBAL MARKETS INC.
9/20/20048/16/2006Bethesda, MD
MORGAN STANLEY
5/10/20049/21/2004Bethesda, MD

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Suzanne Winona Berringer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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