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Terry Lynn Norris

Investment Adviser Representative at NORRIS FINANCIAL GROUP, LLC

Greenville, SCCRD #841386Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
27 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
AlabamaArizonaArkansasCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisIowaLouisianaMarylandMassachusettsMississippiNevadaNew JerseyNorth CarolinaOhioPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/23/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 6/27/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/15/1985
Series 1
Registered Representative Examination
Passed 8/8/1977
Series 51
Municipal Fund Securities Principal Examination
Passed 2/9/2004
Series 24
General Securities Principal Examination
Passed 2/12/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Norris Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
5/29/2019Greenville, SC
NORRIS FINANCIAL GROUP, LLCCurrent
11/27/2001Greenville, SC
ROYAL ALLIANCE ASSOCIATES, INC.
7/5/199310/3/2006Scottsdale, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NORRIS FINANCIAL GROUP, LLC

3 other advisors in the directory

View NORRIS FINANCIAL GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Terry Lynn Norris has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Terry Lynn Norris - Financial Advisor in Greenville, SC | AdvisorFinder