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Thomas E Nelson III

Investment Adviser Representative at SKY-MOUNTAIN CAPITAL MANAGEMENT

Ketchum, IDCRD #4880849Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
3 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IdahoOregonWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/3/2005
Series 7
General Securities Representative Examination
Passed 11/2/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/8/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $0 – $1,000,0001.00%
Over $1,000,0010.50%
Source

Sky-mountain Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SKY-MOUNTAIN CAPITAL MANAGEMENTCurrent
4/1/2021 – Ketchum, ID
WELLS FARGO CLEARING SERVICES, LLC
4/9/2010 – 4/9/2021Lake Oswego, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/4/2005 – 4/13/2010Portland, OR

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SKY-MOUNTAIN CAPITAL MANAGEMENT

1 other advisor in the directory

Amanda Zoe Coleman
Investment Adviser Representative
Dual-registered
View SKY-MOUNTAIN CAPITAL MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas E Nelson III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.