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Thomas Edward Powell

Investment Adviser Representative at ONEASCENT FINANCIAL SERVICES LLC

Birmingham, ALCRD #1917867Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
AlabamaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/21/1989
Series 7
General Securities Representative Examination
Passed 7/19/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Oneascent Financial Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ONEASCENT FINANCIAL SERVICES LLCCurrent
4/15/2024Birmingham, AL
ONEASCENT FAMILY OFFICESCurrent
11/21/2022Birmingham, AL
ONEASCENT WEALTH MANAGEMENTCurrent
5/7/2021Birmingham, AL
ASSET MANAGEMENT SERVICES LLP
11/19/20093/31/2022Birmingham, AL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Edward Powell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Edward Powell - Financial Advisor in Birmingham, AL | AdvisorFinder