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Thomas Joseph Alley

Investment Adviser Representative at SUPREME ALLIANCE LLC

Tulsa, OKCRD #1942297Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Joseph Alley has worked in the securities industry since 1991. They are registered to provide investment advisory services in Oklahoma.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Oklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 11/22/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/26/1989
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/12/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.03
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Supreme Alliance LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUPREME ALLIANCE LLCCurrent
9/8/2024Tulsa, OK
SUPREME ALLIANCE LLCCurrent
8/29/2024Tulsa, OK
BROOKSTONE WEALTH ADVISORS, LLC
4/11/20235/20/2024Tulsa, OK
TALON PRIVATE WEALTH, LLC
3/15/20235/20/2024Tulsa, OK
LPL FINANCIAL LLC
11/29/20173/15/2023Tulsa, OK
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
2/5/200911/29/2017Tulsa, OK
SAGEPOINT FINANCIAL, INC.
10/31/20082/5/2009Tulsa, OK
AMERICAN GENERAL SECURITIES INCORPORATED
2/12/200310/31/2008Tulsa, OK
AMERICAN GENERAL SECURITIES, INCORPORATED
11/2/20002/10/2003Tulsa, OK

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Joseph Alley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Joseph Alley - Financial Advisor in Tulsa, OK | AdvisorFinder