AdFi
TK

Thomas K. Turner III

Investment Adviser Representative at NORTHWEST FINANCIAL ADVISORS LLC

Vienna, VACRD #2255163Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
32 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 32 states
ArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaKentuckyMarylandMassachusettsMichiganMinnesotaMississippiNevadaNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/25/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/3/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/24/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Northwest Financial Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHWEST FINANCIAL ADVISORS LLCCurrent
8/20/2013 – Vienna, VA
LPL FINANCIAL LLCCurrent
9/8/2008 – Centreville, VA
LPL FINANCIAL LLC
9/9/2008 – 8/30/2013Fort Mill, SC
NORTHWEST FINANCIAL LLC
10/15/2008 – 8/20/2013Herndon, VA
FINANCIAL NETWORK INVESTMENT CORPORATION
8/13/2004 – 7/17/2008Alexandria, VA
LINCOLN FINANCIAL ADVISORS CORPORATION
8/20/1997 – 11/3/2003Vienna, VA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NORTHWEST FINANCIAL ADVISORS LLC

Showing 12 of 20 in the directory

Neetu Kohli
Investment Adviser Representative
Dual-registered
Kimberly Joan Lampropoulos
Investment Adviser Representative
Dual-registered
Nathan Russell Levin
Investment Adviser Representative
Dual-registered
Denise Sharnell Proctor
Investment Adviser Representative
Dual-registered
Jiashuo Qin
Investment Adviser Representative
Dual-registered
Jozsef Nandor Szadvari III
Investment Adviser Representative
Dual-registered
Nicholas David Tupaj
Investment Adviser Representative
Dual-registered
Janna Vloet
Investment Adviser Representative
Dual-registered
Joseph Carl Wilson
Investment Adviser Representative
Dual-registered
Nikyla Nikki Young
Investment Adviser Representative
Dual-registered
Jonathan Keith Adams
Investment Adviser Representative
Dual-registered
Nakia D Brown
Investment Adviser Representative
Dual-registered
View NORTHWEST FINANCIAL ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas K. Turner III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas K. Turner III - Financial Advisor in Vienna, VA | AdvisorFinder