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Thomas Kessel Rogers

Investment Adviser Representative at STRUCTURED WEALTH MANAGEMENT, INC.

Toledo, OHCRD #3251381Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/26/1999
SIE
Securities Industry Essentials Examination
Passed 3/5/2015
Series 7
General Securities Representative Examination
Passed 8/24/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $250,0001.50%
$250,000 - $500,0001.25%
$500,000 - $1,000,0001.10%
$1,000,000 - $2,000,0001.00%
$2,000,000 - $5,000,0000.80%
Above $5,000,0000.60%
Source

Structured Wealth Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STRUCTURED WEALTH MANAGEMENT, INC.Current
3/28/2008Toledo, OH
NEXT FINANCIAL GROUP, INC.
7/13/200912/31/2010Toledo, OH
OBS FINANCIAL SERVICES, INC.
8/8/20064/22/2008Sylvania, OH
ADVISORTRADZ
2/7/20058/7/2006Sylvania, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View STRUCTURED WEALTH MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Kessel Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Thomas Kessel Rogers - Financial Advisor in Toledo, OH | AdvisorFinder