AdFi
TM

Thomas Matthew Behr

Investment Adviser Representative at BEACON POINTE ADVISORS, LLC

Indianapolis, INCRD #2434847Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Indiana
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/2/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/19/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/23/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Beacon Pointe Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BEACON POINTE ADVISORS, LLCCurrent
10/3/2023Indianapolis, IN
JAMES SPROUT & ASSOCIATES INC
9/22/200010/4/2004Fort Collins, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BEACON POINTE ADVISORS, LLC

Showing 12 of 473 in the directory

View BEACON POINTE ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Matthew Behr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Matthew Behr - Financial Advisor in Indianapolis, IN | AdvisorFinder