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Thomas Peter Mullooly

Investment Adviser Representative at MULLOOLY ASSET MANAGEMENT, INC.

Wall Township, NJCRD #1198938Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/19/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 5/28/1986
Series 3
National Commodity Futures Examination
Passed 11/15/1994
Series 7
General Securities Representative Examination
Passed 5/17/1986
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 6/18/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$250,000 - $399,9991.00%
$400,000 - $799,9990.75%
$800,000 - $1,199,9990.50%
$1,200,000 - $1,999,9990.35%
$2,000,000 and above0.25%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Mullooly Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MULLOOLY ASSET MANAGEMENT, INC.Current
1/6/2003Wall Township, NJ
MORGAN STANLEY
6/12/200211/8/2002Toms River, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MULLOOLY ASSET MANAGEMENT, INC.

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View MULLOOLY ASSET MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Peter Mullooly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Thomas Peter Mullooly - Financial Advisor in Wall Township, NJ | AdvisorFinder