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Timothy Lee Tabor

Investment Adviser Representative at ARNHOLD LLC

New York, NYCRD #1079602Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy Lee Tabor has worked in the securities industry since 2002. They have passed the Series 7 and 3 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
SIE
Securities Industry Essentials Examination
Passed 2/5/2018
Series 7
General Securities Representative Examination
Passed 11/8/2002
Series 3
National Commodity Futures Examination
Passed 3/22/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $20,000,0000.75%
Next $30,000,000 (Up to $50,000,000)0.50%
Over $50,000,0000.25%
Source

Arnhold LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARNHOLD LLCCurrent
9/8/2021New York, NY
FEF DISTRIBUTORS, LLC
12/9/20022/5/2018New York, NY
ARNHOLD AND S. BLEICHROEDER, INC.
11/11/200212/9/2002New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
7/2/19863/17/1987
KIDDER, PEABODY & CO. INCORPORATED
11/24/19824/7/1986

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ARNHOLD LLC

1 other advisor in the directory

View ARNHOLD LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Lee Tabor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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