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Tommy Glynn Lewis II

Investment Adviser Representative at FIRST FINANCIAL GROUP

Raleigh, NCCRD #1964734Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tommy Glynn Lewis has worked in the securities industry since 2001. They have passed the Series 65, 63, 51, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Florida, North Carolina, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaNorth CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/18/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 5/3/1990
Series 7
General Securities Representative Examination
Passed 3/16/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/3/1990
Series 51
Municipal Fund Securities Principal Examination
Passed 4/1/2003
Series 24
General Securities Principal Examination
Passed 3/17/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $249,9992.00%
$250,000 - $999,9991.50%
Greater than $1,000,0001.00%
Account minimum: $325,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

First Financial Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST FINANCIAL GROUPCurrent
7/10/2012Raleigh, NC
MULTI-FINANCIAL SECURITIES CORPORATION
1/1/20047/9/2012Raleigh, NC
IFG ADVISORY SERVICES INC
12/31/20011/1/2004Raleigh, NC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FIRST FINANCIAL GROUP

3 other advisors in the directory

View FIRST FINANCIAL GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tommy Glynn Lewis II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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