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Tristan Robert Lewis

Investment Adviser Representative at OBJECTIVE CAPITAL MANAGEMENT, LLC

Fairlawn, OHCRD #4647376Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tristan Robert Lewis has worked in the securities industry since 2007. They have passed the Series 65, 63, 7, and 3 examinations. They are registered to provide investment advisory services in Florida, Ohio, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaOhioTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/11/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 9/23/2003
Series 3
National Commodity Futures Examination
Passed 2/6/2004
Series 7
General Securities Representative Examination
Passed 5/28/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
First $2,000,0001.50%
$2,000,001 to $15,000,0001.00%
Above $15,000,0000.85%
Source

Objective Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OBJECTIVE CAPITAL MANAGEMENT, LLCCurrent
1/20/2011Fairlawn, OH
MORGAN STANLEY SMITH BARNEY LLC
6/1/20091/21/2011Cleveland, OH
MORGAN STANLEY & CO. INCORPORATED
1/26/20096/1/2009Cleveland, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/30/200812/10/2008Cleveland, OH
BEAR, STEARNS & CO. INC.
5/15/20075/19/2008Beachwood, OH

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OBJECTIVE CAPITAL MANAGEMENT, LLC

3 other advisors in the directory

View OBJECTIVE CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tristan Robert Lewis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Tristan Robert Lewis - Financial Advisor in Fairlawn, OH | AdvisorFinder