AdFi
WE

William E Ferguson

Investment Adviser Representative at STRATOS WEALTH PARTNERS, LTD

Sewickley, PACRD #5938151Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
25 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
CaliforniaColoradoFloridaGeorgiaIdahoIllinoisIndianaMarylandMichiganMissouriNebraskaNew HampshireNew JerseyNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/22/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 8/25/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/18/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/22/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stratos Wealth Partners, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
6/6/2023Sewickley, PA
STRATOS WEALTH PARTNERS, LTDCurrent
5/11/2023Sewickley, PA
GLOBAL RETIREMENT PARTNERS LLC
3/31/20175/15/2023Pittsburgh, PA
LPL FINANCIAL LLC
4/25/20147/14/2017Pittsburgh, PA
COMMONWEALTH FINANCIAL NETWORK
1/6/20143/14/2014Pittsburgh, PA
PNC INVESTMENTS
7/3/20138/27/2013Pittsburgh, PA
AXA ADVISORS, LLC
4/1/20136/6/2013Seven Fields, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/26/20123/14/2013Pittsburgh, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at STRATOS WEALTH PARTNERS, LTD

Showing 12 of 393 in the directory

View STRATOS WEALTH PARTNERS, LTD firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William E Ferguson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William E Ferguson - Financial Advisor in Sewickley, PA | AdvisorFinder