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William James Lamb

Investment Adviser Representative at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Allison Park, PACRD #5145968Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
8 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
IndianaKentuckyMichiganOhioOklahomaPennsylvaniaWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/18/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/3/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Cavanal HILL Investment Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAVANAL HILL DISTRIBUTORS, INC,Current
6/2/2021Allison Park, PA
CAVANAL HILL INVESTMENT MANAGEMENT, INC.Current
6/1/2021Tulsa, OK
CHARTWELL INVESTMENT PARTNERS, LLC
5/23/20175/19/2021Pittsburgh, PA
LPL FINANCIAL LLC
9/21/20159/20/2016Pittsburgh, PA
FIFTH THIRD SECURITIES, INC.
12/11/20149/28/2015Wexford, PA
EDWARD JONES
3/19/20138/4/2014Allison Park, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William James Lamb has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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