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Winifred Shih Sun

Investment Adviser Representative at SUN GROUP WEALTH PARTNERS LLC

Irvine, CACRD #4034080Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
19 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Winifred Shih Sun has worked in the securities industry since 1999. They are registered to provide investment advisory services in 19 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ArizonaCaliforniaColoradoFloridaGeorgiaHawaiiLouisianaMinnesotaMissouriNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOregonSouth CarolinaTexasUtahWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/31/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 10/22/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/14/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

SUN Group Wealth Partners LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUN GROUP WEALTH PARTNERS LLCCurrent
3/18/2013Irvine, CA
LPL FINANCIAL LLCCurrent
3/18/2011Irvine, CA
STRATOS WEALTH PARTNERS, LTD
3/18/20114/18/2013Irvine, CA
MORGAN STANLEY SMITH BARNEY LLC
6/16/20103/23/2011Irvine, CA
CITIGROUP GLOBAL MARKETS INC.
8/1/20006/16/2010Irvine, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SUN GROUP WEALTH PARTNERS LLC

2 other advisors in the directory

View SUN GROUP WEALTH PARTNERS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Winifred Shih Sun has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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