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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CG

Cesar Gonzalez Manent

Connecticut·CRD #4144277
IA Rep

Investment Adviser Rep at 5TH STREET ADVISORS, LLC

Experience
20 yrs
States
2
Exams
5
Since
2006
Fee
AUM / Hourly / Flat Fee
View profile
CH

Cesar Hugo Lopez

California·CRD #2265364
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cesar Magdaleno

Texas·CRD #6619489
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CM

Cesar Marcial Sosa

Texas·CRD #8003203
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cesar Martinez

California·CRD #7991650
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Cesar Ramon Bernal

Florida·CRD #5986183
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CS

Cesar Shinzato

California·CRD #6736803
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Cesar Venzor

Illinois·CRD #7946604
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cezar Augusto Salvadeo Minozzo

Florida·CRD #6823984
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chace Christian Antony Jackson

California·CRD #6981675
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chad A Bunnell

Florida·CRD #5557329
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CA

Chad A Clark

Maryland·CRD #5350749
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chad Adam Poires

North Carolina·CRD #5436611
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
1
Exams
6
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Chad A Essman

Minnesota·CRD #4948603
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Chad A Horsham

Nebraska·CRD #4847326
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Chad A Kazos

Illinois·CRD #2686013
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chad Alan Mihm

Nebraska·CRD #2197150
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
26 yrs
States
1
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Chad Alan Sheffield

Nebraska·CRD #8050970
IA Rep

Investment Adviser Rep at ALLEN CAPITAL GROUP, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$200k
View profile
CA

Chad Alan Smith

Texas·CRD #2747937
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CA

Chad Alden Hines

California·CRD #8047048
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Chad Alder

California·CRD #5424005
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
7
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chad Allen Abel

Florida·CRD #2692648
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Chad Allen Azara

South Carolina·CRD #2843382
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
View profile
CA

Chad Allen Bell

New Hampshire·CRD #4073111
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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