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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Chad Christopher Anderson

Minnesota·CRD #4199214
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Chad Christopher Clauser

Nebraska·CRD #5441528
Dual-registered

Dual-registered at LAWSON KROEKER INVESTMENT MANAGEMENT INC

Experience
15 yrs
States
2
Exams
2
Since
2011
Fee
AUM
Minimum
$1.0M
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CC

Chad Christopher McCoy

California·CRD #5908932
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
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CC

Chad Christopher Michaelis

New Jersey·CRD #7158609
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chad Christopher Zawacki

Minnesota·CRD #2996799
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
3
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chad Cieslewicz

Texas·CRD #6346302
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chad C Jensen

Texas·CRD #4830849
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Chad Clayton Wood

Texas·CRD #7601029
IA Rep

Investment Adviser Rep at SAGEGUARD FINANCIAL GROUP, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Chad Collier Clem

Missouri·CRD #5562030
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
15 yrs
States
2
Exams
6
Since
2011
Est. fee
AUM / Other
View profile
CC

Chad Cook

Iowa·CRD #5135137
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
19 yrs
States
1
Exams
7
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CD

Chad Dallas Shilson

Illinois·CRD #2414476
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
3
Exams
4
Since
1993
Est. fee
AUM / Flat Fee
View profile
CD

Chad D Allen

Florida·CRD #7564827
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Chad Daniel Dufrene

Louisiana·CRD #4360378
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
24 yrs
States
2
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
View profile
CD

Chad Daniel Faul

California·CRD #6434965
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Chad Daniel Klyn

Iowa·CRD #7773351
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Chad David Broberg

Minnesota·CRD #4423100
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CD

Chad David Hatch

South Dakota·CRD #3085898
Dual-registered

Dual-registered at ELGETHUN CAPITAL MANAGEMENT

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$5.0M
View profile
CD

Chad David Olson

Minnesota·CRD #4982320
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Hourly / Flat Fee / Other
View profile
CD

Chad David Pratt

Minnesota·CRD #4018105
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
25 yrs
States
1
Exams
3
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
View profile
CD

Chad David Rupprecht

Pennsylvania·CRD #7265425
Dual-registered

Dual-registered at MTM FINANCIAL GROUP, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
CD

Chad David Steeves

Minnesota·CRD #1904811
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
36 yrs
States
2
Exams
5
Since
1990
Fee
AUM / Hourly / Flat Fee / Other
View profile
CD

Chad Donald Dolan

Alabama·CRD #6387829
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Chad Douglas Anderson

Illinois·CRD #7609911
IA Rep

Investment Adviser Rep at JAMES T. BORELLO & CO.

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM
View profile
CD

Chad Douglas Nolte

Colorado·CRD #8133096
IA Rep

Investment Adviser Rep at MODEL WEALTH

States
3
Exams
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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