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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AL

Alexander L Bauer

Alabama·CRD #5977497
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
51
Fee
AUM / Commission / Flat Fee
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AL

Alexander Lee Gitelson

California·CRD #7403566
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Fee
AUM / Commission / Flat Fee
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AL

Alexander Lee Shaw

Arizona·CRD #7201752
IA Rep

Investment Adviser Rep at SOLTIS INVESTMENT ADVISORS, LLC

States
1
Fee
AUM / Flat Fee / Performance-based
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AL

Alexander Lee Smith

Alabama·CRD #6846811
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
46
Fee
AUM / Commission / Flat Fee
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AL

Alexander Leonidas Ainsley

Alabama·CRD #6871716
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
44
Fee
AUM / Commission / Flat Fee
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AL

Alexander Letvinchuk

Alabama·CRD #7310227
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
37
Fee
AUM / Flat Fee
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AL

Alexander Liam Scott

Arizona·CRD #7367011
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
4 yrs
States
30
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
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AL

Alexander Lloyd Martin

California·CRD #2623934
IA Rep

Investment Adviser Rep at ARAX ADVISORY PARTNERS

States
3
Fee
AUM / Hourly / Flat Fee / Performance-based / Other
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AL

Alexander Logan Goldstein

Colorado·CRD #6598322
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
2
Fee
AUM / Hourly / Flat Fee
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AL

Alexander Logan Reed

Oregon·CRD #5996283
IA Rep

Investment Adviser Rep at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
15 yrs
States
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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AL

Alexander Londono

Alabama·CRD #5185706
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
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AL

Alexander Louis Bush

Arizona·CRD #5415520
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
11
Fee
AUM / Hourly / Flat Fee
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AL

Alexander Louis Caiola

Arizona·CRD #7771666
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

States
1
Fee
AUM / Flat Fee
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AL

Alexander Louis Peterson

California·CRD #7778039
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

States
2
Fee
AUM / Flat Fee
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AL

Alexander Ludwig

Illinois·CRD #7370873
Dual-registered

Dual-registered at BOS ASSET MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee / Other
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AM

Alexander Mairone

Alabama·CRD #6345615
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
51
Fee
AUM / Commission / Flat Fee
View profile
AM

Alexander Mark Duddy

Alabama·CRD #5846514
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
35
Fee
AUM / Commission / Flat Fee
View profile
AM

Alexander Martin Lavalle

Alaska·CRD #6446396
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
41
Fee
AUM / Flat Fee
View profile
AM

Alexander Mason

California·CRD #4947035
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
10
Fee
AUM / Hourly / Flat Fee
View profile
AM

Alexander Mason Thomas

California·CRD #6082951
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
16
Fee
AUM / Hourly / Flat Fee
View profile
AM

Alexander Mathes Ballard

Alabama·CRD #7184131
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
37
Fee
AUM / Commission / Flat Fee
View profile
AM

Alexander Matthew Mlodzinski

Alabama·CRD #6839845
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AM

Alexander Max Kuczera

District Of Columbia·CRD #7492638
IA Rep

Investment Adviser Rep at THE BALDWIN GROUP WEALTH ADVISORS, LLC

States
3
Fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Alexander McAdams Lane

California·CRD #2266334
IA Rep

Investment Adviser Rep at WILLIAM BLAIR & COMPANY L.L.C.

States
18
Fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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