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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CS

Cheuk Shun Cheung

New Jersey·CRD #7693394
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
3 yrs
States
3
Exams
4
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CY

Cheuk Yin Jeffrey Mo

New York·CRD #6974544
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Cheyenne Gene Walker

California·CRD #4260856
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
22 yrs
States
2
Exams
4
Since
2004
Fee
AUM / Flat Fee / Performance-based
View profile
CM

Cheyenne M Baldelli

Connecticut·CRD #6947306
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
4
Exams
7
Since
2018
Est. fee
AUM / Commission / Flat Fee
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CC

Cheyne Clifford Pace

California·CRD #2526747
Dual-registered

Dual-registered at YALE CAPITAL CORP.

Experience
27 yrs
States
5
Exams
4
Since
1999
Est. fee
AUM
Minimum
$10.0M
View profile
CJ

Chia-Hsin J Chen

California·CRD #4925671
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Chia Hua Hu

New Jersey·CRD #5094139
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Chia Hua Sung

Hawaii·CRD #3186814
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Chia-Hui Ou Yang

Ohio·CRD #8032318
Dual-registered

Dual-registered at FOSTER & MOTLEY INC

Experience
1 yrs
States
1
Exams
3
Since
2025
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
CC

Chiahwei Christine Ku

California·CRD #4900811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chialin Chen Cacanindin

New York·CRD #2649539
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
30 yrs
States
1
Exams
3
Since
1996
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CT

Chiaoting Tina Yang

California·CRD #6322186
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Chia Sheng Wang

Virginia·CRD #4933002
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CY

Chia Yang

North Carolina·CRD #7832878
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
View profile
CL

Chiayu Lin

California·CRD #7049881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chiedza Charlene Kamhere

Texas·CRD #8036364
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Chien Kain Yeh

California·CRD #4777090
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CG

Chi-Gee Gigi Yip

Texas·CRD #7630040
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CL

Chih-An Liu

New York·CRD #7494148
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Chih Han Goh

California·CRD #6891407
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Chih Hao Ng

Texas·CRD #6054572
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Chiles Bentley Mason Jr.

Texas·CRD #7267731
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Ching-Kai David Fei

Maryland·CRD #4526874
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
3
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Ching Wa Cova Mak

California·CRD #7386766
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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