AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Chohee Chong

California·CRD #7035533
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Chong Tong Billy Chen

New York·CRD #4701138
IA Rep

Investment Adviser Rep at RHIZOME CAPITAL MANAGEMENT LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Performance-based
View profile
CU

Chong Uk Nam

California·CRD #2385826
Dual-registered

Dual-registered at &PARTNERS

Experience
32 yrs
States
3
Exams
8
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CS

Chor Shing Chan

Georgia·CRD #6412043
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
12 yrs
States
6
Exams
4
Since
2014
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CA

Chris Alan Eldred

California·CRD #2246778
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
34 yrs
States
2
Exams
4
Since
1992
Fee
AUM / Hourly / Flat Fee / Other
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CA

Chris Alan Whalen

New Jersey·CRD #2004757
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Chris Alfred Nelson

Pennsylvania·CRD #868050
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Chris A Momirov

Florida·CRD #5569955
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chris Angelino

North Carolina·CRD #2685937
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chris Ann Barnish-Zusin

New Jersey·CRD #2661504
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chris Arlyn Schneck

California·CRD #2212287
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
6
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chris A Sebastian

Florida·CRD #2077942
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chris Azzo

Illinois·CRD #7383161
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Chris Bradley Chaffin

North Carolina·CRD #4177614
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Chris Brumfield

Wisconsin·CRD #8191462
IA Rep

Investment Adviser Rep at 1834 INVESTMENT ADVISORS CO.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
CC

Chris Cantrell

Kentucky·CRD #7158603
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Chris Castro

Florida·CRD #2550954
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
8
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Chris Chen

California·CRD #6887885
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Chris Daniel Morin

Idaho·CRD #5353575
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Chris De Bruyn

California·CRD #7151070
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Chris Dennis Cunningham

Maryland·CRD #1573549
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
7
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Chris Elliott Marsh Jr

Georgia·CRD #7210355
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Chris Eric Nelson

Colorado·CRD #2700646
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CF

Chris F Parker

California·CRD #4512592
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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