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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CG

Cindy Gay Lewis

Texas·CRD #2406321
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Flat Fee
View profile
CH

Cindy Hall Clark

Alabama·CRD #1564135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
9
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Cindy Hsin Gretschmann

Indiana·CRD #5324847
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cindy Jane Bryant

Arizona·CRD #2681414
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Cindy Jean Valentino

Connecticut·CRD #2045584
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
4
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cindy Jo Tibbles

Nebraska·CRD #6966619
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
7
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Cindy L Judas

Iowa·CRD #6130599
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

Experience
4 yrs
States
1
Exams
2
Since
2022
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
CL

Cindy L Medric-Ducore

New Jersey·CRD #1670782
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Cindy Lou Christensen

Nebraska·CRD #2585833
IA Rep

Investment Adviser Rep at WESTCHESTER CAPITAL MANAGEMENT INC

Experience
31 yrs
States
2
Exams
1
Since
1995
Est. fee
AUM
Minimum
$100k
View profile
CL

Cindy Lou Woolf

Indiana·CRD #1840348
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Flat Fee
View profile
CL

Cindy Lu Hall

Florida·CRD #5360164
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cindy Mays Chandler

Alabama·CRD #2626901
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cindy M McAdam

Colorado·CRD #5232435
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Flat Fee
View profile
CN

Cindy Nicole Randolph

California·CRD #8150500
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CS

Cindy Shu-Yin Chen

Alaska·CRD #4179944
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
26 yrs
States
11
Exams
5
Since
2000
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CV

Cindy Verduzco

California·CRD #6658471
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CY

Cindy Yasmin Landaverde

Connecticut·CRD #7757440
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Cinthia Waleska Euceda Garcia

N/A·CRD #7991664
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
Exams
3
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cintia Alexandra Kempkes

New Jersey·CRD #5283613
Dual-registered

Dual-registered at INGALLS & SNYDER LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
CN

Cintia Nayeli Sanchez Rivera

California·CRD #7226261
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cionne Janae Beatty

New Jersey·CRD #6396710
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Ciro M Iovine

New Jersey·CRD #7473456
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Ciro Vasquez

Florida·CRD #5689843
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
CH

Citlalli Hernandez Rojas

California·CRD #5613571
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
1
Exams
6
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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