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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Colin Lennox

Michigan·CRD #5947239
IA Rep

Investment Adviser Rep at REHMANN WEALTH

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CL

Colin Lynn Brooks

Washington·CRD #2255807
Dual-registered

Dual-registered at VORPAHL WING SECURITIES, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM
View profile
CM

Colin Marshall Golec

Kansas·CRD #7848035
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Colin McCleery

Florida·CRD #8154241
IA Rep

Investment Adviser Rep at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Experience
1 yrs
States
2
Exams
2
Since
2025
Est. fee
AUM / Flat Fee
View profile
CM

Colin McGaugh

New York·CRD #7190709
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CM

Colin Michael Fogel

Ohio·CRD #6085461
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Colin Michael Lee

Texas·CRD #6403591
Dual-registered

Dual-registered at HORIZON WEALTH ADVISORS

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CM

Colin Michael Lucey

New York·CRD #7444454
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Colin Michael Mattingly

District Of Columbia·CRD #6801474
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Colin Michael McCormick

New Jersey·CRD #5824497
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Colin Michael Moors

New York·CRD #2317174
Dual-registered

Dual-registered at MAIN STREET FINANCIAL SOLUTIONS, LLC

Experience
29 yrs
States
1
Exams
13
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Colin Michael Rafferty

Maryland·CRD #7185409
Dual-registered

Dual-registered at VERDENCE CAPITAL ADVISORS, LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Colin Michael Rogers

Texas·CRD #6655369
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CM

Colin Michael Zwiebel

Indiana·CRD #6616775
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Colin Milet

Illinois·CRD #7837597
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
CM

Colin Mitchell Donahue

Rhode Island·CRD #7308035
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Colin M Jones

Florida·CRD #5588377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Colin Murray

Connecticut·CRD #6956551
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM / Hourly / Flat Fee
View profile
CN

Colin Nash Chamberlain

Florida·CRD #6557672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Colin Noonan

Connecticut·CRD #7977081
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Colin Novalula

Florida·CRD #7604297
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
4
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Colin Ormsby Anderson

Ohio·CRD #4939373
Dual-registered

Dual-registered at VANTAGE FINANCIAL GROUP, INC.

Experience
21 yrs
States
3
Exams
4
Since
2005
Fee
AUM / Commission / Hourly / Flat Fee
View profile
CP

Colin Patrick Berthaut

Louisiana·CRD #4712868
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CP

Colin Patrick Carter

New York·CRD #6848680
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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