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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Cory John Violette

Idaho·CRD #5927242
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cory John Wormell

California·CRD #6734456
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cory Joseph Leckie

California·CRD #6337940
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CJ

Cory Joseph Morris

North Carolina·CRD #7339818
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cory Justin Fosdyck

Florida·CRD #4590235
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
24 yrs
States
3
Exams
7
Since
2002
Fee
AUM / Hourly / Flat Fee
View profile
CK

Cory Kenneth Sims

Louisiana·CRD #6099496
IA Rep

Investment Adviser Rep at SIMS INVESTMENT MANAGEMENT LLC

Experience
14 yrs
States
3
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Cory King Keung Mak

California·CRD #8245808
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cory Lawrence Martin

Texas·CRD #2737566
IA Rep

Investment Adviser Rep at BARROW HANLEY GLOBAL INVESTORS

Experience
23 yrs
States
1
Exams
4
Since
2003
Fee
AUM / Performance-based
View profile
CL

Cory Leigh Hixson

Ohio·CRD #6286388
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CL

Cory Ludwick

Louisiana·CRD #5944304
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cory Lynn Whitaker

Texas·CRD #6341949
IA Rep

Investment Adviser Rep at BOWIE CAPITAL MANAGEMENT, LLC

Experience
11 yrs
States
1
Since
2015
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CM

Cory Marion Faucheux

Louisiana·CRD #5100350
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CM

Cory Matthew Large

California·CRD #7553891
IA Rep

Investment Adviser Rep at ANCHOR BAY PRIVATE WEALTH LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM
Minimum
$1.0M
View profile
CM

Cory Matthew Osekowski

Texas·CRD #6733411
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CM

Cory Michael Clayman

Illinois·CRD #8188835
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cory Michael Jansen

Michigan·CRD #7054176
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CM

Cory Michael Robbins

New Mexico·CRD #5032754
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
View profile
CM

Cory M Shapira

Florida·CRD #4356867
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CN

Cory Neal Jackson

Minnesota·CRD #2659927
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
3
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
View profile
CO

Cory O Jobe

Oklahoma·CRD #5784276
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Cory Paul Binsfield

Florida·CRD #2380523
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
3
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Cory Paul Slovik

New Jersey·CRD #4726236
Dual-registered

Dual-registered at INNOVATIVE FAMILY OFFICE LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM
Minimum
$1.1M
View profile
CP

Cory Persson

California·CRD #6281131
IA Rep

Investment Adviser Rep at AXXCESS WEALTH MANAGEMENT, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CP

Cory Prentiss McCauley

Texas·CRD #4614839
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 718 | AdvisorFinder