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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Courtney Marie Turner

Nebraska·CRD #6086818
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
View profile
CM

Courtney McCarthy

New Jersey·CRD #5675218
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
4
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Courtney M Hogan

New Jersey·CRD #4595472
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Courtney Mohan Gayle

Florida·CRD #5042737
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Courtney Moore

New Jersey·CRD #2469396
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Courtney M Whitley

Arizona·CRD #7854132
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
CN

Courtney N Anderson

Connecticut·CRD #4886383
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Courtney Nichole Hicks

California·CRD #8035897
IA Rep

Investment Adviser Rep at ETF PORTFOLIO PARTNERS, INC.

Experience
1 yrs
States
7
Exams
1
Since
2025
Est. fee
AUM
Minimum
$250k
View profile
CN

Courtney Nicole Bascom Truss

Alabama·CRD #7874018
IA Rep

Investment Adviser Rep at BLUEWATER WEALTH ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
View profile
CN

Courtney Nicole Richars

Arizona·CRD #6140046
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Flat Fee
View profile
CN

Courtney Nicole Wesselman

Indiana·CRD #8053649
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Other
View profile
CN

Courtney N Schurman

Florida·CRD #7569017
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CQ

Courtney Q Rodgers

Connecticut·CRD #5611494
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
8
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Courtney Schaefer Deveau

Georgia·CRD #7552403
IA Rep

Investment Adviser Rep at PEACHTREE INVESTMENT PARTNERS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM
View profile
CS

Courtney Shae Meadows

Texas·CRD #8197049
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Courtney Shultz

New York·CRD #6762264
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Flat Fee
View profile
CS

Courtney S Kwas

New York·CRD #2199000
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Courtney Stephen Clements

Pennsylvania·CRD #6056021
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Courtney Stutts Huge

North Carolina·CRD #6220062
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CT

Courtney Tara Haddad

Florida·CRD #3169496
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Courtney Tharp

Oregon·CRD #7362517
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Other
View profile
CD

Coy D Baldwin

Maryland·CRD #7706840
IA Rep

Investment Adviser Rep at INNOVATIVE WEALTH BUILDING LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Coy J Sarsfield

Florida·CRD #7994418
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Coy Prewitt

Texas·CRD #6754817
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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