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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CH

Cullen Henley

Montana·CRD #7578855
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cullen Mitzel

North Dakota·CRD #7837580
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CO

Cullen O'Brien Crombie

Texas·CRD #7348876
IA Rep

Investment Adviser Rep at LEGACY KNIGHT MFO, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$250k
View profile
CO

Cullen O'Brien Roche

California·CRD #4725152
Dual-registered

Dual-registered at ORCAM FINANCIAL GROUP, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Flat Fee / Subscription
View profile
CP

Cullen Patrick Prena

Michigan·CRD #7092603
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
View profile
CT

Cullen Tarlac Williams

Texas·CRD #3246921
Dual-registered

Dual-registered at CAPITAL ADVISORS, INC.

Experience
26 yrs
States
1
Exams
7
Since
2000
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CT

Cullen Turner Coxe

South Carolina·CRD #7726951
IA Rep

Investment Adviser Rep at COLONIAL TRUST ADVISORS, INC.

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Flat Fee
View profile
CS

Culley Smith Hess

Virginia·CRD #7685948
IA Rep

Investment Adviser Rep at ALPHA FINANCIAL ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CR

Culver Robert Broach III

Alabama·CRD #2600471
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CN

Cung Nghi Chau Nguyen

Pennsylvania·CRD #7757551
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Cuong Vu

Georgia·CRD #6722693
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
CS

Curdy Saintvil

Connecticut·CRD #4288993
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Curran Michael Robertson

California·CRD #7127038
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
CV

Curran Verma

Maryland·CRD #7977067
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Curren Scott Webb

Florida·CRD #4740872
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
23 yrs
States
3
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Curt A Caserta

Rhode Island·CRD #2709324
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Curt Arri Schultzberg

New York·CRD #2491866
Dual-registered

Dual-registered at ORANGE INVESTMENT ADVISORS, INC.

Experience
25 yrs
States
1
Exams
6
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
View profile
CB

Curt Byron Allen

Missouri·CRD #1659391
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Flat Fee
View profile
CC

Curt Curtis

Illinois·CRD #5845105
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Curt David Knotick

Pennsylvania·CRD #1961768
IA Rep

Investment Adviser Rep at C2 PRIVATE WEALTH

Experience
15 yrs
States
1
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Curt Duncan

Florida·CRD #5321433
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
7
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Curt Hunnewell II

Connecticut·CRD #5357378
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Curtis Alan Hearn

Georgia·CRD #5227599
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
14 yrs
States
2
Exams
1
Since
2012
Fee
AUM / Hourly / Flat Fee
View profile
CA

Curtis Allen Carstens

Minnesota·CRD #3213159
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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