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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Cynthia Marie Sellers

Florida·CRD #4822844
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
5
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cynthia Montgomery Georghiou

California·CRD #6883545
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cynthia M Polito

New Jersey·CRD #2701630
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cynthia M Serbia

California·CRD #1728704
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Commission / Flat Fee
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CN

Cynthia Neal White

North Carolina·CRD #5026841
Dual-registered

Dual-registered at FIRST CITIZENS ASSET MANAGEMENT, INC

Experience
20 yrs
States
1
Exams
5
Since
2006
Fee
AUM
View profile
CN

Cynthia New Villamor McGee

Maryland·CRD #6774604
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Cynthia Nmn Raad

N/A·CRD #8031689
IA Rep

Investment Adviser Rep at AMERAUDI ASSET MANAGEMENT, INC.

Experience
1 yrs
Exams
1
Since
2025
Est. fee
AUM
Minimum
$1.0M
View profile
CP

Cynthia Pellegrino

New Hampshire·CRD #4257163
Dual-registered

Dual-registered at EXODUS WEALTH, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Cynthia Prescilla Moreno

California·CRD #2005045
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Flat Fee
View profile
CQ

Cynthia Q Tran-Alecio

Texas·CRD #5497290
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Cynthia Raad

New York·CRD #8152755
Dual-registered

Dual-registered at AMERAUDI ASSET MANAGEMENT, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM
Minimum
$1.0M
View profile
CR

Cynthia Rene Harry

Michigan·CRD #7618755
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CR

Cynthia Resendez

Texas·CRD #7217540
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CR

Cynthia Robyn Durdin

Tennessee·CRD #4740380
Dual-registered

Dual-registered at MUSIC ROW WEALTH MANAGEMENT

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
CR

Cynthia Rose Stewart

Connecticut·CRD #6629568
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

Experience
10 yrs
States
2
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Cynthia Rozann Manning-Brown

Texas·CRD #2412292
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CR

Cynthia Rozelle

Vermont·CRD #7961110
IA Rep

Investment Adviser Rep at MANCHESTER CAPITAL MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
View profile
CR

Cynthia Ruth Rosendale

Colorado·CRD #3020692
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
CS

Cynthia S Hanning

California·CRD #4542542
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Cynthia S Smith

Florida·CRD #2386038
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Cynthia S Spekhart

New Jersey·CRD #2863228
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Cynthia Straka

Maryland·CRD #4854185
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Cynthia Sue Staley

Washington·CRD #2455739
Dual-registered

Dual-registered at JOHNSON BIXBY

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Cynthia Susan Pelosi

Florida·CRD #3060831
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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