AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Daniel Craig Baxter

Pennsylvania·CRD #7634730
Dual-registered

Dual-registered at RITHOLTZ WEALTH MANAGEMENT

Experience
3 yrs
States
1
Exams
4
Since
2023
Fee
AUM / Flat Fee
View profile
DC

Daniel Craig Osgood

California·CRD #2684112
Dual-registered

Dual-registered at "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
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DC

Daniel Craig Umpleby

Florida·CRD #6510381
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel Criscuolo

New Jersey·CRD #7350255
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
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DC

Daniel Crockett

Kentucky·CRD #2983588
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
28 yrs
States
6
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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DC

Daniel C Schwarber

California·CRD #5551823
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel Curtis Tripp

California·CRD #7129128
IA Rep

Investment Adviser Rep at REDWOOD GROVE WEALTH MANAGEMENT

Experience
7 yrs
States
2
Since
2019
Fee
AUM / Hourly / Flat Fee
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DC

Daniel C Zakes

South Carolina·CRD #6778025
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DD

Daniel Dale Engskov

Minnesota·CRD #8144864
IA Rep

Investment Adviser Rep at CEDRUS WEALTH GROUP

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM
Minimum
$2k
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DD

Daniel Dales

Arizona·CRD #5585222
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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DD

Daniel Daly Hickey

New York·CRD #2076001
Dual-registered

Dual-registered at SHELTER ROCK MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Fee
AUM
View profile
DD

Daniel Damien Coda

Hawaii·CRD #3089229
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Daniel Daniel Duke

Texas·CRD #4591160
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
6
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Daniel D Antonelli

North Carolina·CRD #4633158
Dual-registered

Dual-registered at EVERSTAR ASSET MANAGEMENT, LLC

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Hourly / Performance-based
View profile
DD

Daniel Da Ponte

Florida·CRD #4351051
Dual-registered

Dual-registered at AXIS WEALTH PARTNERS, LLC

Experience
24 yrs
States
3
Exams
2
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Daniel David Duren

Nebraska·CRD #1355741
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Daniel David Ellis

Colorado·CRD #3124326
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Daniel David Horowitz III

Texas·CRD #8220567
IA Rep

Investment Adviser Rep at SHELTER WEALTH STRATEGIES, LLC

States
1
Exams
2
Since
2026
Fee
AUM / Other
Minimum
$250k
View profile
DD

Daniel David Jonker

Connecticut·CRD #1245488
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
29 yrs
States
1
Exams
8
Since
1997
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DD

Daniel David Lohmar

California·CRD #4694799
Dual-registered

Dual-registered at UNITED WEALTH MANAGEMENT, LLC

Experience
21 yrs
States
6
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Daniel David Lugo Villegas

Pennsylvania·CRD #7928975
IA Rep

Investment Adviser Rep at MYCIO WEALTH PARTNERS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DD

Daniel David McHugh

Michigan·CRD #5801540
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Flat Fee
View profile
DD

Daniel David Neiman

California·CRD #4649480
IA Rep

Investment Adviser Rep at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Experience
24 yrs
States
1
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
DD

Daniel David Nelson

Connecticut·CRD #5312672
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
13 yrs
States
3
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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