AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

Daniel Eaton Plagens

Minnesota·CRD #5104957
Dual-registered

Dual-registered at STEVENS FOSTER FINANCIAL ADVISORS

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee
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DE

Daniel Eccleston

New York·CRD #3084004
Dual-registered

Dual-registered at THE BENDIX FINANCIAL GROUP, INC.

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$100k
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DE

Daniel E Colligan

Maryland·CRD #5457737
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DE

Daniel E Crews

Florida·CRD #5609403
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
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DE

Daniel Edgar Holdt

New Jersey·CRD #3012528
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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DE

Daniel Eduardo Lima

Florida·CRD #7457668
Dual-registered

Dual-registered at AMERAUDI ASSET MANAGEMENT, INC.

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM
Minimum
$1.0M
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DE

Daniel Eduardo Luque

Texas·CRD #7604724
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Performance-based
Minimum
$250k
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DE

Daniel Eduardo Montana

Florida·CRD #7946449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Daniel Edward Elliott

Virginia·CRD #4570145
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
23 yrs
States
1
Exams
9
Since
2003
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DE

Daniel Edward Flamma

Pennsylvania·CRD #4403992
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DE

Daniel Edward Griffith

Ohio·CRD #6780997
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DE

Daniel Edward Hamlet

Minnesota·CRD #4408819
Dual-registered

Dual-registered at CONVERGENCE FINANCIAL

Experience
16 yrs
States
2
Exams
4
Since
2010
Fee
AUM / Hourly / Flat Fee
View profile
DE

Daniel Edward Hunt

Minnesota·CRD #5163868
IA Rep

Investment Adviser Rep at REDHAWK WEALTH ADVISORS, INC.

Experience
18 yrs
States
2
Exams
1
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$1k
View profile
DE

Daniel Edward King

Arizona·CRD #4054679
Dual-registered

Dual-registered at CGN ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DE

Daniel Edward Knudsen

Nebraska·CRD #1580873
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DE

Daniel Edward Morris

Colorado·CRD #5970552
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Daniel Edward Nemeth

Pennsylvania·CRD #6150953
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DE

Daniel Edward Olson

South Dakota·CRD #5496488
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Daniel Edwardo Pantucci

California·CRD #2206251
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Daniel Edward Parker

Massachusetts·CRD #4563946
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Daniel Edward Pisenti

California·CRD #1782562
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
36 yrs
States
1
Exams
7
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Daniel Edward Skellan

Arizona·CRD #6694570
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
1
Exams
6
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Daniel Edward Steichen

Minnesota·CRD #2266816
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
DE

Daniel Edward Tarallo

New York·CRD #7965698
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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