AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

Daniel Ethington

Colorado·CRD #7407884
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
DE

Daniel Eugene Garwood

Florida·CRD #2894041
IA Rep

Investment Adviser Rep at CBG & COMPANY, INC.

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
DE

Daniel Eurich

Illinois·CRD #8067883
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Daniel Evan Lloyd-Roberts

Arizona·CRD #7035489
Dual-registered

Dual-registered at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DE

Daniel Evan Owens

Arizona·CRD #4695142
Dual-registered

Dual-registered at JUNCTURE WEALTH STRATEGIES, LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
View profile
DE

Daniel Everett Griffin

Texas·CRD #6154680
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
13 yrs
States
1
Since
2013
Fee
AUM / Flat Fee / Performance-based
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DF

Daniel F Anderson

Connecticut·CRD #2253848
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DF

Daniel F Antocicco

New York·CRD #4253396
Dual-registered

Dual-registered at ELEVATUS WEALTH MANAGEMENT, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
View profile
DF

Daniel Farid Yasharel

California·CRD #1871945
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DF

Daniel F Blazich

Alabama·CRD #5692703
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Daniel Felix Shvartsman

Arizona·CRD #4843546
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
20 yrs
States
12
Exams
3
Since
2006
Fee
AUM
View profile
DF

Daniel Felton Smith

North Carolina·CRD #6577973
IA Rep

Investment Adviser Rep at PIEDMONT CAPITAL MANAGEMENT, LLC

Experience
11 yrs
States
2
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$10.0M
View profile
DF

Daniel Fernando Silveira

Florida·CRD #6444570
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Daniel Fitzsimmons

Connecticut·CRD #7819578
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Daniel Flynn

New Jersey·CRD #4493510
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Daniel F Megnin

Colorado·CRD #3164915
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Daniel F. Mulligan

Pennsylvania·CRD #7015141
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Daniel F. Mulligan V

Pennsylvania·CRD #7110923
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Daniel Foraker

Delaware·CRD #5120702
Dual-registered

Dual-registered at REALTA INVESTMENT ADVISORS, INC

Experience
20 yrs
States
2
Exams
9
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Daniel Forbes Dent

Maryland·CRD #4347484
IA Rep

Investment Adviser Rep at D.F. DENT AND COMPANY, INC.

Experience
36 yrs
States
1
Since
1990
Fee
AUM
Minimum
$1.0M
View profile
DF

Daniel Fralin Powell

Virginia·CRD #4792430
Dual-registered

Dual-registered at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DF

Daniel Francis Beaudrie

Connecticut·CRD #6278533
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Daniel Francis Brascetta

Colorado·CRD #5868128
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DF

Daniel Francis Friel Jr

California·CRD #1371900
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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