AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DP

Daniel P Sexton

North Carolina·CRD #5736626
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DP

Daniel P Tarpey

Connecticut·CRD #6060760
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daniel Purpura

Connecticut·CRD #7008512
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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DP

Daniel P Vartigian

New York·CRD #1858190
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
5
Since
1989
Est. fee
AUM / Commission / Flat Fee
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DR

Daniel Rambow

Maryland·CRD #8206222
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
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DR

Daniel Raphael Diiorgi

New Jersey·CRD #5152215
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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DR

Daniel Ray Doering

Arizona·CRD #2949069
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Other
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DR

Daniel Rayhim Babai

California·CRD #4210028
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Fee
AUM / Other
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DR

Daniel Ray Johnson

Pennsylvania·CRD #6765578
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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DR

Daniel Ray Knelson

Tennessee·CRD #7776913
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DR

Daniel Raymond Evans

Virginia·CRD #7517531
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DR

Daniel Raymond Gardner

Florida·CRD #2513774
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
4
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Daniel Raymond Smith

Florida·CRD #7983689
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Ray Murphy

California·CRD #1855495
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
3
Exams
10
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Daniel Ray Petrangelo

California·CRD #7685194
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Daniel Ray Saur

Texas·CRD #2424518
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DR

Daniel R Bott

Connecticut·CRD #5844804
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Daniel R Cohn

California·CRD #6819955
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Daniel Read Armstrong

Illinois·CRD #1940025
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
6
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Daniel Reisbacher

Arizona·CRD #5543698
Dual-registered

Dual-registered at MSH CAPITAL ADVISORS LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
DR

Daniel R Ellison

New York·CRD #2320115
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Daniel Reynolds

Nevada·CRD #8216517
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Daniel Rezhets

New York·CRD #5983279
Dual-registered

Dual-registered at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Commission
View profile
DR

Daniel R Galvin

Connecticut·CRD #2445602
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
11
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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