AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Daniel Romaine

Massachusetts·CRD #1303943
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
42 yrs
States
1
Exams
4
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Rosado Mercado

Florida·CRD #2428240
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DR

Daniel Ross Estell Jr

California·CRD #6492752
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Fee
AUM / Other
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DR

Daniel Ross Goldberg

Michigan·CRD #5867319
Dual-registered

Dual-registered at DIVERSIFIED PORTFOLIOS, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM
Minimum
$1.0M
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DR

Daniel Ross Heironimus

Missouri·CRD #2272187
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Daniel Roy Mowery

Georgia·CRD #6982579
IA Rep

Investment Adviser Rep at GIBBS WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM
Minimum
$25k
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DR

Daniel Roy Ponce

Florida·CRD #7811594
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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DR

Daniel Roy Thies

Texas·CRD #6087654
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Daniel R Paradise

North Carolina·CRD #5560686
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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DR

Daniel R Reitz

New York·CRD #2031009
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
36 yrs
States
2
Exams
6
Since
1990
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DR

Daniel R. Shearer

New Jersey·CRD #4355524
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Russell Bailey

Pennsylvania·CRD #1819018
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Daniel Russell Nelson

Texas·CRD #2893985
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DR

Daniel Ryan Baker

California·CRD #5311341
Dual-registered

Dual-registered at TRINITY CAPITAL MANAGEMENT, LLC

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Ryan Fitzpatrick

New Jersey·CRD #7402143
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Ryan Gromatzky

Texas·CRD #5326320
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
19 yrs
States
1
Exams
1
Since
2007
Fee
AUM / Flat Fee / Performance-based
View profile
DR

Daniel Ryan Jang

Texas·CRD #6922420
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Ryan Johnson

Minnesota·CRD #5241489
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Ryan Leuenberger

Texas·CRD #7396637
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
DR

Daniel Ryan Logan

North Carolina·CRD #7064473
IA Rep

Investment Adviser Rep at BEACON WEALTHCARE LLC

Experience
7 yrs
States
1
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
DR

Daniel Ryan Polk

Texas·CRD #6379337
Dual-registered

Dual-registered at VAN CLEMENS WEALTH MANAGEMENT, LLC

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daniel Ryan Stewart

Michigan·CRD #5491633
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
16 yrs
States
1
Exams
4
Since
2010
Fee
AUM
View profile
DS

Daniel Saali McCauley

Florida·CRD #6285761
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daniel Sandoval

California·CRD #6073225
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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