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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
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Allen Dable

Alabama·CRD #6410308
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
12
Fee
AUM / Hourly / Flat Fee
View profile
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Allen Dale Smith

North Carolina·CRD #717495
IA Rep

Investment Adviser Rep at OSAIC INSTITUTIONS, INC.

States
2
Fee
AUM / Hourly / Flat Fee
View profile
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Allen Dean Poe

Alabama·CRD #1897712
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

States
19
Fee
AUM / Hourly / Flat Fee
View profile
AE

Allen E Block

Arizona·CRD #3104427
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
22
Fee
AUM / Commission / Flat Fee
View profile
AE

Allen Edward Dunahoo

California·CRD #5137316
Dual-registered

Dual-registered at FISCAL WISDOM WEALTH MANAGEMENT LLC

Experience
20 yrs
States
15
Exams
3
Fee
AUM / Hourly / Other
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AE

Allen E. Osterloh

Maryland·CRD #7674167
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM
Minimum
$50k
View profile
AG

Allen Gabriel Ekman

Arizona·CRD #1798021
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

States
3
Fee
AUM / Hourly / Flat Fee / Other
View profile
AG

Allen Gunther Sheals

Arizona·CRD #2418602
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
30
Fee
AUM / Commission / Flat Fee
View profile
AH

Allen Harris

Oklahoma·CRD #7730777
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
2
Fee
AUM / Hourly / Flat Fee
View profile
AH

Allen Hsu

California·CRD #7769785
IA Rep

Investment Adviser Rep at THE AMERIFLEX GROUP

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AH

Allen H Wilson

Arizona·CRD #2420229
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
24
Fee
AUM / Flat Fee
View profile
AJ

Allen Joseph Hinkelman

Florida·CRD #2059679
IA Rep

Investment Adviser Rep at WILLIAM BLAIR & COMPANY L.L.C.

States
10
Fee
AUM / Flat Fee
View profile
AK

Allen K Dennis

Alabama·CRD #2884103
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
37
Fee
AUM / Commission / Flat Fee
View profile
AK

Allen K Marler

Alabama·CRD #4112169
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
7
Fee
AUM / Hourly / Flat Fee
View profile
AL

Allen Lee Metcalf

Alabama·CRD #6455299
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AL

Allen Lee Zeolla

Colorado·CRD #1440773
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
8
Fee
AUM / Hourly / Flat Fee
View profile
AL

Allen Louis Treco

Alabama·CRD #2284590
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AM

Allen Mathue Gonzalez

Alabama·CRD #3018623
IA Rep

Investment Adviser Rep at KOVACK ADVISORS, INC.

States
13
Fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Allen Michael Swenson

Alabama·CRD #6920131
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

States
52
Fee
AUM / Flat Fee
View profile
AM

Allen Michael Wittenberg

California·CRD #1026712
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AM

Allen M Judkins

California·CRD #8169530
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
16
Fee
AUM / Commission / Flat Fee
View profile
AM

Allen M Kuhn

Alabama·CRD #6903880
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
50
Fee
AUM / Commission / Flat Fee
View profile
AN

Allen Nichols Heffler

New Jersey·CRD #1408774
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
3
Fee
AUM / Hourly / Flat Fee
View profile
AR

Allen Ray Gillespie

Alabama·CRD #2513792
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
20 yrs
States
19
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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