AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DB

David Bradley Fields

Georgia·CRD #2200471
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Fee
AUM / Hourly / Flat Fee / Performance-based
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DB

David Bradley Slusarski

Illinois·CRD #3263822
Dual-registered

Dual-registered at GOLDMAN SACHS ASSET MANAGEMENT, L.P.

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Flat Fee / Performance-based / Other
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DB

David Brady Hunter

Michigan·CRD #7382225
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DB

David Brandon Given

California·CRD #7735343
IA Rep

Investment Adviser Rep at CURTIS ADVISORY GROUP, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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DB

David Brandt Haring

Maryland·CRD #1806841
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
4
Exams
6
Since
1988
Est. fee
AUM / Flat Fee
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DB

David Brandt Weinstein

Wisconsin·CRD #7982018
IA Rep

Investment Adviser Rep at DANA INVESTMENT ADVISORS INC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Flat Fee / Performance-based
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DB

David Brasfield

Arizona·CRD #2729792
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
29 yrs
States
3
Exams
4
Since
1997
Fee
AUM / Hourly / Flat Fee
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DB

David Bravo

California·CRD #4188033
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
8
Since
2001
Est. fee
AUM / Commission / Flat Fee
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DB

David Brawley

Connecticut·CRD #5493916
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DB

David Brett Rispler

New York·CRD #1516344
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
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DB

David Brian Bell

Georgia·CRD #4234206
IA Rep

Investment Adviser Rep at CAPE INVESTMENT ADVISORY, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Fee
AUM
Minimum
$25k
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DB

David Brian Blickhan

Kansas·CRD #5161467
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DB

David Brian Bolinske

North Dakota·CRD #2409964
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DB

David Brian Carpentier

New Jersey·CRD #3143070
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Brian Collins

Texas·CRD #1896854
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

David Brian Henning

Ohio·CRD #2735291
Dual-registered

Dual-registered at FORMIDABLE ASSET MANAGEMENT, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Performance-based
View profile
DB

David Brian Hunt

California·CRD #5159193
Dual-registered

Dual-registered at HUNT WEALTH MANAGEMENT

Experience
20 yrs
States
1
Exams
2
Since
2006
Est. fee
AUM
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DB

David Brian McGonigle

Pennsylvania·CRD #4470926
IA Rep

Investment Adviser Rep at COPELAND CAPITAL MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
2
Since
2001
Fee
AUM
View profile
DB

David Brian Miller

Maryland·CRD #1857066
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
2
Exams
6
Since
1989
Est. fee
AUM / Flat Fee
View profile
DB

David Brian Patton

Louisiana·CRD #3138280
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
2
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

David Brian Rea

North Carolina·CRD #3121846
IA Rep

Investment Adviser Rep at SALEM INVESTMENT COUNSELORS INC

Experience
38 yrs
States
1
Exams
2
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

David Brian Shoaff

California·CRD #5424811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
4
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Brian Short

Kentucky·CRD #4521911
Dual-registered

Dual-registered at INVESTMENTS & FINANCIAL PLANNING, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Fee
AUM / Hourly / Flat Fee
View profile
DB

David Brian Sogge

Alaska·CRD #1234173
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
6
Exams
9
Since
1984
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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