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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AC

Alvin Chi Wai Lam

California·CRD #6123667
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
11
Fee
AUM / Commission / Flat Fee
View profile
AC

Alvin Chung Hoong Mak

Alabama·CRD #5106189
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AC

Alvin Costa

Delaware·CRD #8067887
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
10
Fee
AUM / Commission / Flat Fee
View profile
AD

Alvin Davis Walton

Alabama·CRD #3073505
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AE

Alvin Eronmosele Enahoro

Alabama·CRD #6851913
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
27
Fee
AUM / Hourly / Flat Fee
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AK

Alvin Kenneth Smith

California·CRD #2274745
IA Rep

Investment Adviser Rep at SILVER OAK SECURITIES, INC.

States
16
Fee
AUM / Hourly / Flat Fee
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AL

Alvin L Francis

Alabama·CRD #4378532
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
52
Fee
AUM / Commission / Flat Fee
View profile
AM

Alvin Manson Gills

Arizona·CRD #3000884
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
13
Fee
AUM / Commission / Flat Fee
View profile
AM

Alvin Masanori Abe

California·CRD #1681818
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

States
3
Fee
AUM / Commission / Hourly / Flat Fee
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AP

Alvin Patrick Jiang

Texas·CRD #8176838
IA Rep

Investment Adviser Rep at DIMENSIONAL FUND ADVISORS LP

States
1
Fee
AUM / Performance-based
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AR

Alvin R. Barnett

Arizona·CRD #5999055
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
5
Fee
AUM / Hourly / Flat Fee
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AT

Alvin Tan

California·CRD #7211757
IA Rep

Investment Adviser Rep at THE BALDWIN GROUP WEALTH ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee / Other
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AT

Alvin Themistocle

New York·CRD #7581632
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Fee
AUM / Commission / Flat Fee
View profile
AY

Alvin Yuheng Wan

Arizona·CRD #7495677
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
View profile
AS

Alyce Sara Phinney

California·CRD #6817786
IA Rep

Investment Adviser Rep at OSAIC ADVISORY SERVICES, LLC

States
17
Fee
AUM / Hourly / Flat Fee
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AS

Alynne Strait

Ohio·CRD #5819488
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
1
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Alynn Jay Plaisted

Alabama·CRD #2874920
IA Rep

Investment Adviser Rep at SUMMIT FINANCIAL, LLC

Experience
29 yrs
States
1
Since
1997
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
AD

Alysa Diane Hammond

N/A·CRD #3233729
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Fee
AUM / Commission / Flat Fee
View profile
AV

Alysa Vanessa Enriquez

California·CRD #6878986
Dual-registered

Dual-registered at PROSPERITY - AN EISNERAMPER COMPANY

Experience
7 yrs
States
2
Exams
3
Fee
AUM / Hourly / Flat Fee
View profile
AD

Alyse Dominguez

California·CRD #6797680
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
3 yrs
States
2
Since
2023
Fee
AUM / Flat Fee / Performance-based
View profile
AI

Alyse Iachio

New Jersey·CRD #8149390
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AN

Alyse Nicole Breidenbach

California·CRD #6368793
IA Rep

Investment Adviser Rep at TCP ASSET MANAGEMENT, LLC

Experience
12 yrs
States
5
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AP

Alyse Pflanz

Nebraska·CRD #7839034
IA Rep

Investment Adviser Rep at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AR

Alysha Rae Haezaert-House

California·CRD #7204404
IA Rep

Investment Adviser Rep at &PARTNERS

States
1
Fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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