AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AR

Aaron Redmond

Illinois·CRD #6345167
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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AR

Aaron R Ellerbrock

Illinois·CRD #7656139
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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AR

Aaron Rene Thevenet

Louisiana·CRD #6959366
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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AR

Aaron Richard Haase

Texas·CRD #8287479
IA Rep

Investment Adviser Rep at AVONDALE WEALTH MANAGEMENT LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
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AR

Aaron Richard Johnson

California·CRD #7402499
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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AR

Aaron R McCormick

Connecticut·CRD #4313134
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
3
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
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AR

Aaron Robert Day

Texas·CRD #5045343
Dual-registered

Dual-registered at CAPITAL ADVISORS, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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AR

Aaron Robert Greteman

Iowa·CRD #5435804
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Aaron Robert Hagwood

Texas·CRD #2750811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
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AR

Aaron Robert Jetton

Texas·CRD #6349608
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
12 yrs
States
2
Exams
5
Since
2014
Fee
AUM / Other
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AR

Aaron Robert McLachlan

Colorado·CRD #5614998
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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AR

Aaron Robert Schulz

Washington·CRD #8154532
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Aaron Robertson

Iowa·CRD #5598732
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AR

Aaron Roderick Estrada

Texas·CRD #4120496
Dual-registered

Dual-registered at TRINITY PORTFOLIO ADVISORS, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$8k
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AR

Aaron Roger McInerney

Pennsylvania·CRD #2475004
Dual-registered

Dual-registered at SEI INVESTMENTS MANAGEMENT CORP

Experience
24 yrs
States
2
Exams
7
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
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AR

Aaron Roman

North Carolina·CRD #2354492
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Aaron Ross Price

Arizona·CRD #5099484
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
20 yrs
States
8
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
View profile
AR

Aaron Royce Simpson

Ohio·CRD #6950543
IA Rep

Investment Adviser Rep at ALPHA PLANNING AND FINANCIAL SERVICES, INC.

Experience
8 yrs
States
2
Exams
1
Since
2018
Fee
AUM / Hourly / Flat Fee
View profile
AS

Aaron Samuel Buckholtz

Texas·CRD #1561666
Dual-registered

Dual-registered at CENTURY MANAGEMENT FINANCIAL ADVISORS

Experience
27 yrs
States
1
Exams
8
Since
1999
Est. fee
AUM / Flat Fee / Performance-based
View profile
AS

Aaron Samuels

Texas·CRD #5453331
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
AS

Aaron S Brailov

California·CRD #7409611
IA Rep

Investment Adviser Rep at VERITA STRATEGIC WEALTH PARTNERS, LLC

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Performance-based
View profile
AS

Aaron Scheg

California·CRD #7863615
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AS

Aaron Schock

Nebraska·CRD #7512275
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Fee
AUM
View profile
AS

Aaron Schrader

N/A·CRD #7695127
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
Exams
3
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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