AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DK

Dixon Karmindro Sr.

California·CRD #4554357
Dual-registered

Dual-registered at MAINSTREAM CAPITAL MANAGEMENT

Experience
17 yrs
States
5
Exams
4
Since
2009
Est. fee
AUM / Flat Fee
View profile
DP

Dixon Place Downey III

Connecticut·CRD #2817768
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
26 yrs
States
1
Exams
6
Since
2000
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DG

Diya Guglani

New York·CRD #7932240
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Djuro G Vasic

Illinois·CRD #4798735
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DK

D Kurt Morgan

Oklahoma·CRD #1220386
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DL

D Lee Miller

California·CRD #334563
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
57 yrs
States
4
Exams
10
Since
1969
Est. fee
AUM / Commission / Flat Fee
View profile
DM

D. Major Roman

District Of Columbia·CRD #7946590
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dmitrii Portyko

Maryland·CRD #8305428
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Dmitri T Green

Florida·CRD #7425536
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dmitriy G Stepanov

Florida·CRD #5983978
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Dmitriy Khalilov

New Jersey·CRD #4741295
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DV

Dmitriy Vladimir Myasnikov

Illinois·CRD #6026025
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
4
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dmitry A Isenberg

Connecticut·CRD #5294236
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Dmitry Farbman

Illinois·CRD #2789224
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Flat Fee
View profile
DF

Dmitry Frenklakh

Massachusetts·CRD #5570016
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

Dmitry Goldin

New Jersey·CRD #3011313
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DV

Dmitry Veksler

New York·CRD #2819804
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DY

Dmitry Yurevich Shteynsapir

Texas·CRD #8075368
IA Rep

Investment Adviser Rep at COPPELL ADVISORY SOLUTIONS LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DD

Doan Dong Nguyen

Texas·CRD #6862576
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dodd Marvel Disler

Florida·CRD #6833678
IA Rep

Investment Adviser Rep at SAGACE WEALTH MANAGEMENT

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DN

Dodd Newton Koeckert

Connecticut·CRD #1376169
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Flat Fee
View profile
DF

Dodee F Crockett

Texas·CRD #724069
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
1
Exams
12
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Dolan Fitzgerald

Virginia·CRD #6820852
IA Rep

Investment Adviser Rep at ATEGRA CAPITAL MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Performance-based
View profile
DK

Dolores Kong

Massachusetts·CRD #4470059
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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