AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

Dong Woo Kim

California·CRD #5445288
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
DJ

Dongzhe Jin

California·CRD #6619703
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Don Hardison

Kentucky·CRD #5083497
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Donie Martin Carlson

Alabama·CRD #2375714
Dual-registered

Dual-registered at GREYBOX INVESTMENTS

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly
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DJ

Don Joel Michael Scholl

California·CRD #1556602
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
7
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Don J Petricic

Washington·CRD #4446717
Dual-registered

Dual-registered at ASSET ONE WEALTH MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
7
Since
2001
Fee
AUM
View profile
DK

Don Kay Shuck

Indiana·CRD #1209160
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
7
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Don Matthew Silk

New Hampshire·CRD #2276631
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Don M Dumas

California·CRD #1458645
Dual-registered

Dual-registered at TCFG INVESTMENT ADVISORS, LLC

Experience
40 yrs
States
3
Exams
6
Since
1986
Est. fee
AUM / Hourly
View profile
DA

Donna Anne Bobak

Michigan·CRD #6176440
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
7
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Donna Barrett Parker

Texas·CRD #1057658
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Donna Bartlett

California·CRD #1813672
Dual-registered

Dual-registered at STANCORP INVESTMENT ADVISERS, INC.

Experience
34 yrs
States
1
Exams
10
Since
1992
Fee
AUM / Flat Fee / Other
View profile
DB

Donna Bryant

Ohio·CRD #4495986
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Donna Cacho Cuaresma

Texas·CRD #5254138
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
DC

Donna Carol Gestl

Maryland·CRD #2636738
Dual-registered

Dual-registered at PROSPERITY - AN EISNERAMPER COMPANY

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Hourly / Flat Fee
View profile
DC

Donna Carolyn Zill Letona

Texas·CRD #5412359
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
DC

Donna Charlotte Erickson-Nelson

Nebraska·CRD #2992112
IA Rep

Investment Adviser Rep at WESTCHESTER CAPITAL MANAGEMENT INC

Experience
28 yrs
States
2
Exams
1
Since
1998
Est. fee
AUM
Minimum
$100k
View profile
DD

Donna Daria Alexander

N/A·CRD #1428498
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
Exams
4
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Donna D Lea

California·CRD #4689052
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Donna D. Minor

Florida·CRD #4229114
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Donna Dubois McConnell

Maine·CRD #2337529
Dual-registered

Dual-registered at HEADINVEST

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DD

Donna D Williams

Connecticut·CRD #5123896
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Donna Elaine Joyner

Georgia·CRD #3020726
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Donna Geist Higbee

Florida·CRD #2477012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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